-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QNBUwfp6rIIc/ibbtWF96NmHsPQmfiN677FgeiLreUvcXIxxnB0ziq4k+YlRsFTo prRaP68Yz1niyj3SZZZ7Mg== 0000912057-01-004571.txt : 20010213 0000912057-01-004571.hdr.sgml : 20010213 ACCESSION NUMBER: 0000912057-01-004571 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MOTHERS WORK INC CENTRAL INDEX KEY: 0000896985 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 133045573 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-43965 FILM NUMBER: 1532830 BUSINESS ADDRESS: STREET 1: 456 N 5TH ST CITY: PHILADELPHIA STATE: PA ZIP: 19123 BUSINESS PHONE: 2158732200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MATTHIAS DAN & REBECCA CENTRAL INDEX KEY: 0001053175 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 456 NORTH 5TH STREET STREET 2: C/O MOTHERS WORK INC CITY: PHILADELPHIA STATE: PA ZIP: 19123 BUSINESS PHONE: 2158732200 MAIL ADDRESS: STREET 1: C/O MOTHERS WORK INC STREET 2: 456 NORTH 5TH STREET CITY: PHILADELPHIA STATE: PA ZIP: 19123 SC 13G/A 1 a2037529zsc13ga.txt SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Mothers Work, Inc. --------------------------------------- (Name of Issuer) Common Stock, par value $.01 Per share --------------------------------------- (Title of Class of Securities) 619903 10 7 --------------------------------------- (CUSIP Number) December 31, 2000 --------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 CUSIP No. 619903 10 7 ----------- 13G/A - ------------------------------------------------------------------------------- (1) Name of Reporting Person. I.R.S. Identification Nos. of above person (entities only). Dan W. Matthias - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) / / - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization U.S.A. - ------------------------------------------------------------------------------- NUMBER OF SHARES (5) Sole Voting Power BENEFICIALLY 197,905 OWNED BY -------------------------------------------------- EACH REPORTING (6) Shared Voting Power PERSON WITH: 488,920 -------------------------------------------------- (7) Sole Dispositive Power 197,905 -------------------------------------------------- (8) Shared Dispositive Power 488,920 - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 686,825 - ------------------------------------------------------------------------------- (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares / / - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 19.9% - ------------------------------------------------------------------------------- (12) Type of Reporting Person* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 6 CUSIP No. 619903 10 7 ----------- 13G/A - ------------------------------------------------------------------------------- (1) Name of Reporting Person. I.R.S. Identification Nos. of above person (entities only). Rebecca C. Matthias - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) / / - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization U.S.A. - ------------------------------------------------------------------------------- NUMBER OF SHARES (5) Sole Voting Power BENEFICIALLY 197,905 OWNED BY -------------------------------------------------- EACH REPORTING (6) Shared Voting Power PERSON WITH: 488,920 -------------------------------------------------- (7) Sole Dispositive Power 197,905 -------------------------------------------------- (8) Shared Dispositive Power 488,920 - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 686,825 - ------------------------------------------------------------------------------- (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares / / - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 19.9% - ------------------------------------------------------------------------------- (12) Type of Reporting Person* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 6 ITEM 1(a) NAME OF ISSUER: Mothers Work, Inc. ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 456 North Fifth Street Philadelphia, PA 19123 ITEM 2(a) NAME OF PERSON FILING: Dan W. Matthias and Rebecca C. Matthias ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: c/o Mothers Work, Inc. 456 North Fifth Street Philadelphia, PA 19123 ITEM 2(c) CITIZENSHIP: United States of America ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $.01 per share ("Common Stock") ITEM 2(e) CUSIP NUMBER: 619903 10 7 ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Not applicable ITEM 4 OWNERSHIP. (a) Amount Beneficially Owned: Dan W. Matthias beneficially owns an aggregate 686,825 shares of Common Stock. Except for 197,905 shares purchasable upon the exercise of stock options, Mr. Matthias owns these shares jointly with his wife, Rebecca C. Matthias. Rebecca C. Matthias beneficially owns an aggregate 686,825 shares of Common Stock. Except for 197,905 shares purchasable upon the exercise of stock options, Mrs. Matthias owns these shares jointly with her husband, Dan W. Matthias. Page 4 of 6 (b) Percent of Class: 19.9% of the Class is beneficially owned by each of Dan W. Matthias and Rebecca C. Matthias. (c) Number of shares of Common Stock as to each of Dan W. Matthias and Rebecca C. Matthias have: (i) sole power to vote or to direct 197,905 the vote (ii) shared power to vote or to 488,920 direct the vote (iii) sole power to dispose or to 197,905 direct the disposition of (iv) shared power to dispose or to 488,920 direct the disposition of ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable ITEM 9 NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10 CERTIFICATION. Not Applicable Page 5 of 6 After reasonable inquiry, and to the best of our knowledge and belief, the undersigned certify that the information set forth in this Statement is true, complete and correct. Date: February 5, 2001 /s/ Dan W. Matthias ---------------------------------- Dan W. Matthias /s/ Rebecca C. Matthias ---------------------------------- Rebecca C. Matthias Page 6 of 6 -----END PRIVACY-ENHANCED MESSAGE-----